Maxima learning packages - asset management, funds

Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)

Customer Due Diligence (CDD)

Compliance Obligations and Penalties (COP)

Asset servicing, corporate events impacting shareholder returns
2. Absolute return still role in portfolios despite benchmark issues
3. Wealth asset management registered financial adviser standards
4. Business Performance: branding, vision, meeting strategy, clients, selling
5. Corporate governance :getting it right in the board room
6. Currency management: forex asset class in own right contributing returns
7. Low cost hedging using derivatives to better manage asset exposures
8. Diversified growth or multi-strategy funds how they add value
9. Environmental, social, governance: its all about the "E" and the "S"
10. Exchange traded products $5trn market focus on tracking, spread plus
11. Foreign exchange one build a solid foundation for best client outcomes
12.Fund Management a severely disrupted industry know your client risks

13. Global investor services (inc custody) the essential plumbing know it well
14. Hedge fund strategies adding value when used by the well trained
15 Sustainable income in a continuing low interest rate environment
16. Operational risk for all financial institutions latest applications
17. Performance measurement:know the sources of out-performance
18. Securities lending reducing fund's expense ratio
19. Check your manager is acheiving best price and optimum execution
20. How accurate is your fund's unit pricing: does fund apply best practice?
21. Drafting your charity's investment policy and asking the right questions
22. Non-investment Madoff, Ross, where are the clients' assets risk


Learning packages

MAXIMA provides:

  • regulation and compliance personnel development

  • incisive continuing professional development upskilling systems

  • all courses are FSLAA Code 2019 compliant

The Continuing Professional Development (CPD) range is extensive, being continually reviewed and updated designed to help you in the following ways:

  • help on-boarding and on-going AMLCFT client due diligence

  • help industry stakeholders enhance procedures and processes

  • help firms improve client experience : your most valuable asset

  • challenge status quo asking "is it still fit for purpose?"

- Download July 2019 CPD catalogue

The online platform is divided into four groups:

GROUP ONE: All businesses and people impacted by Know Your Client (Anti-Money Laundering) compliance rules:

  1. Anti-Money Laundering (AML) compliance suite for New Zealand and Australia includes three modules of AMLCFT, CDD and COP 

  2. Customer Due Diligence (CDD)

  3. Compliance Obligations and Penalties (COP)

  4. Free specialist sector clip on CDD for accountants 


GROUP TWO: For businesses and stakeholders committed to delivering outstanding asset performance and client experiences 

11. How do you know you are getting best execution for the lowest cost
12. Firms that have high CG standards perform better than those who don’t
13 Contemporary net asset value unit pricing: getting the numbers and risk right
14. ESG important to managers investment strategy
15. Can fund managers do better, understand/identify opportunities
16. Global custody not glamorous, but without it investment grinds to a halt
17. Managing non-investment risk is important as the investment itself
18. Securities lending : capital + income + lending income= enhanced returns
19. Transition management.a tight rein on rebalancing/moving manager costs

1. Corporate events and actions ; ensure your rights are protected
2. Hedge funds blending with traditional despite some sub-par performance
3. Business performance: never stop making your firm better
4. Derivative tools for gaining immediate market exposure and hedging
5. ETFs US$5trn low cost enhanced market and factor passive investment
6. Foreign exchange 101 what actions and events impact the market
7. Foreign exchange 201 high frequency trading and good behaviour
8. Hedge directional plays can improve returns in flat markets
9. Determine what is driving performance returns, your manager or market beta
10. Exceptional client service is most valued by your clients

GROUP THREE: Investment entry courses for retail, KiwiSaver, and those who just want "to know more" investors

  1. Investment 101 Make more informed investment decisions

  2. Investment 201 What you don’t know is loads more important than what you do know

GROUP FOUR (specialist): Bank and non-bank commercial lending and consumer finance

  1. Responsible Lending: make sure your clients understand what they are about to enter into before signing a consumer credit agreement 

SUBSCRIBER PACKAGES (all prices ex GST at 15%): super attractive cost effective packages